Ameriprise India Hiring - Process Trainee Central Supervisory Unit

   About the company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work.

Job Profile: Process Trainee Central Supervisory Unit

Qualifications: Bachelors degree

Experience: Freshers

Job Location: Gurugram, Haryana

Job Description:

Supporting supervision functions of client facing documents, communications and investment products to ensure compliance with regulatory requirements. Analysts will be expected to identify potential irregularities/ red flags, while maintaining agreed service levels and commitments.

Key Responsibilities:

Provide support to Registered Principals and Supervision leaders in conducting supervision by providing 1st level analysis of documents and processes, data aggregation, reporting and similar activities.  

Responsible to complete the required tasks within the pre-defined SLAs, maintaining required quality parameters. 

Help identify efficiencies through innovation using Lean. 

Manage multiple and changing priorities, expectations and concerns while working closely with business partners in a focused and responsive manner

Required Qualifications:

Bachelor’s degree or equivalent

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